Compliance Assurance Manager, Asset Management

Job Responsibilities:

• Conducting risk-based, limited focus and regular ongoing testing/ monitoring
• Responsible for the compliance assurance framework to ensure delivery of high-quality monitoring and assurance across various products, business lines and distribution channels for Asia Pacific
• Participating in more in-depth monitoring and testing work, providing assurance that business controls are aligned with regulatory requirements.
• Conducting investigations and other ad-hoc projects as required

Requirements:

• Bachelor’s degree holder in finance/law, or related disciplines with 5+ years of relevant working experience in business compliance/ compliance assurance within asset management
• An ideal candidate shall possess excellent communication skills. Strong English Language skills is a must

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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